SECURITIES OVERVIEW
Clearing Costs - A fixed dollar amount is charged for stock, bond, and mutual fund transactions.
There are no cents per share costs for execution on retail trades.
Order Entry - You can telephone trade if desired or online trade utilizing software which
will be provided. There are no additional charges for trading via either system nor is there a charge for the software.
Account Access -Both advisor and client can view their acccount(s) online by entering a user
name and password. Account maintainence can be handled in this fashion by the advisor. There is no charge to client or advisor
for use of these online services.
Online Trading - Client can trade online if pre-authorized by advisor, commission rates and
client accessability can be customized as is appropriate for each specific business model.
Websites - If you have your own website you can integrate securities services along with
the other products and services you offer. If you do not have a website you can provide online services through existing infrastructure.
